Securities and Exchange Commission

Established in 1989 Regulated by GovernmentNBPInternational Regulatory Organization

Website

License application

Regulatory Level i

Regulation 9.42

Business

Risk Control

Software

License

Regulatory Info

NBP： Supported

Inv Prot： --

Members： 191

Established： Established in 1989

Accts Mngd Sep： Supported

IOSCO

Enjoy the services provided by the association

Instruments and Trading Limits

Regulated financial instruments

Forex、Stocks、Derivatives、Securities、Futures

Customer service

Contact

852 22311222

Complaint Channels

Live chat

https://sc.sfc.hk/TuniS/www.sfc.hk/TC/Lodge-a-complaint/Against-intermediaries-and-market-activities/Online-Complaint-form

complaint@sfc.hk

SFC Organization Introduction

The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. The SFC derives its investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, the SFC is funded mainly by transaction levies and licensing fees. As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong's securities and futures markets for the benefit of investors and the industry.

Members

191 in total